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Tax Advantaged Equity

 
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Seeks to Maximize After-Tax Returns with Target Equity Market Exposure and Active Tax Management

Capital gains taxes can significantly erode the total return for taxable investors. Therefore, tax considerations should be one of the primary objectives in the portfolio management process.


Northern Trust’s tax advantaged equity team will work with you to develop a customized, flexible, tax-efficient solution.

Our Philosophy

Northern Trust seeks to provide customized risk-efficient, cost-effective market exposure and strong after-tax investment returns through an in-depth understanding of our taxable clients’ complex investment and tax objectives.

Our Strategy

  • Provides a similar pre-tax return to your chosen equity benchmark.
  • Seeks to maximize long-term after-tax total returns through active tax management, capital gain or loss realization, aggressive transaction cost management and proprietary risk management.
  • Is applied to over 30 different custom, domestic and international benchmarks, including both ADR and local shares.
  • Designed to offer a flexible, consultative program to meet your investment and tax needs that can be dynamically adjusted to changes in your tax situation.
  • Emphasizes ongoing communication between you and our experienced tax advantaged equity portfolio management team.

Our Investment Process

Customized and flexible tax-advantaged programs are designed to meet your unique long-term investment objectives.

  • Listen. Your dedicated portfolio management team works with you to integrate your specific goals into your tax advantaged equity portfolio.
  • Trade. Regular trading is conducted to consider portfolio objectives, wash sale rules, and transaction cost minimization.
  • Communicate. Our team will regularly communicate with you to ensure investment objectives are met and determine if modifications to the process need to be made.

 

 

Why Northern Trust for Tax Advantaged Equity?

  • Twenty years of success providing global, tax-managed market exposure to our clients.
  • A dedicated portfolio management team with an average of 12 years of financial industry experience.
  • Customized and flexible tax-advantaged equity programs designed to meet your unique investment objectives.
  • Regular communication from initial account set-up and ongoing portfolio management.
Troy Braswell, MBA, AIF<sup>&reg;</sup>

Troy Braswell, MBA, AIF®

Business Development Executive - Southeast
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Troy Braswell, MBA, AIF<sup>&reg;</sup>

Troy Braswell, MBA, AIF®

Business Development Executive - Southeast
 

Troy is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Southeast Region, Troy is responsible for new business development and client service. He has more than 10 years of investment industry experience. Prior to joining Northern Trust, Troy was a Regional Director for PNC Capital. Troy began his career with Janus Capital where he became a Regional Sales Director. Troy is a graduate of University of Colorado – Denver and holds FINRA Series 7, 63 and 65 securities licenses.

Doug Brown

Doug Brown

Business Development Executive - West
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Doug Brown

Doug Brown

Business Development Executive - West
 

Doug Brown is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Western United States, Doug partners with registered investment advisors and financial intermediary advisor relationships by identifying investment solutions to help support and grow their practices. Doug has more than18 years of investment industry experience. Prior to joining Northern Trust, his career began on the floor of the Chicago Board of Options Exchange (CBOE). More recently, Doug has held positions within several distribution channels at ING Funds and Cavanal Hill Funds. Doug is a graduate of the University of Arizona and holds FINRA Series 7, Series 63, and Series 65 licenses.

Matt Radano, CIMA®

Matt Radano, CIMA®

Business Development Executive - Mid-Atlantic
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Matt Radano, CIMA®

Matt Radano, CIMA®

Business Development Executive - Mid-Atlantic
 
Matt is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Mid-Atlantic Region, Matt is responsible for new business development and client service. He has more than 18 years of investment industry experience. Prior to joining Northern Trust, Matt was the Divisional Vice President and Regional Director for Aria Retirement Solutions. He also spent 10 years at Brinker Capital, where he began as an Investment Consultant, and later became the Regional Director for the Southeast Territory. Matt was a financial Advisor for 5 ½ years at AXA Equitable and began his career with Vanguard helping DC Plan participants. Matt holds FINRA Series 7, 63 and 65 securities licenses. Additionally, Matt is a member of the Investment Management Consultants Association and was awarded its Certified Investment Management Analyst (CIMA®) designation in 2007.
Troy Braswell, MBA, AIF<sup>&reg;</sup>

Troy Braswell, MBA, AIF®

Business Development Executive - Southeast
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Troy Braswell, MBA, AIF<sup>&reg;</sup>

Troy Braswell, MBA, AIF®

Business Development Executive - Southeast
 

Troy is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Southeast Region, Troy is responsible for new business development and client service. He has more than 10 years of investment industry experience. Prior to joining Northern Trust, Troy was a Regional Director for PNC Capital. Troy began his career with Janus Capital where he became a Regional Sales Director. Troy is a graduate of University of Colorado – Denver and holds FINRA Series 7, 63 and 65 securities licenses.

Doug Brown

Doug Brown

Business Development Executive - West
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Hide Profile
Doug Brown

Doug Brown

Business Development Executive - West
 

Doug Brown is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Western United States, Doug partners with registered investment advisors and financial intermediary advisor relationships by identifying investment solutions to help support and grow their practices. Doug has more than18 years of investment industry experience. Prior to joining Northern Trust, his career began on the floor of the Chicago Board of Options Exchange (CBOE). More recently, Doug has held positions within several distribution channels at ING Funds and Cavanal Hill Funds. Doug is a graduate of the University of Arizona and holds FINRA Series 7, Series 63, and Series 65 licenses.

Matt Radano, CIMA®

Matt Radano, CIMA®

Business Development Executive - Mid-Atlantic
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Matt Radano, CIMA®

Matt Radano, CIMA®

Business Development Executive - Mid-Atlantic
 
Matt is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Mid-Atlantic Region, Matt is responsible for new business development and client service. He has more than 18 years of investment industry experience. Prior to joining Northern Trust, Matt was the Divisional Vice President and Regional Director for Aria Retirement Solutions. He also spent 10 years at Brinker Capital, where he began as an Investment Consultant, and later became the Regional Director for the Southeast Territory. Matt was a financial Advisor for 5 ½ years at AXA Equitable and began his career with Vanguard helping DC Plan participants. Matt holds FINRA Series 7, 63 and 65 securities licenses. Additionally, Matt is a member of the Investment Management Consultants Association and was awarded its Certified Investment Management Analyst (CIMA®) designation in 2007.
Alison Stewart

Alison Stewart

Senior Relationship Manager
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Alison Stewart

Alison Stewart

Senior Relationship Manager
 

Alison W. Stewart is a Vice President at The Northern Trust Company, Chicago. She serves in the Mutual Funds Division within Northern Trust Global Investments.

Prior to joining Northern Trust as a Second Vice President in December 2003, Alison worked for Scudder Investments for nine years, most recently as an Assistant Vice President.

Alison received a B.S. degree from Bradley University. She holds Series 7, 6 and 63 NASD Securities Licenses and is State of Illinois Life Insurance Certified.

Troy Braswell, MBA, AIF<sup>&reg;</sup>

Troy Braswell, MBA, AIF®

Business Development Executive - Southeast
View Profile
 
Hide Profile
Troy Braswell, MBA, AIF<sup>&reg;</sup>

Troy Braswell, MBA, AIF®

Business Development Executive - Southeast
 

Troy is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Southeast Region, Troy is responsible for new business development and client service. He has more than 10 years of investment industry experience. Prior to joining Northern Trust, Troy was a Regional Director for PNC Capital. Troy began his career with Janus Capital where he became a Regional Sales Director. Troy is a graduate of University of Colorado – Denver and holds FINRA Series 7, 63 and 65 securities licenses.

Doug Brown

Doug Brown

Business Development Executive - West
View Profile
 
Hide Profile
Doug Brown

Doug Brown

Business Development Executive - West
 

Doug Brown is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Western United States, Doug partners with registered investment advisors and financial intermediary advisor relationships by identifying investment solutions to help support and grow their practices. Doug has more than18 years of investment industry experience. Prior to joining Northern Trust, his career began on the floor of the Chicago Board of Options Exchange (CBOE). More recently, Doug has held positions within several distribution channels at ING Funds and Cavanal Hill Funds. Doug is a graduate of the University of Arizona and holds FINRA Series 7, Series 63, and Series 65 licenses.

Matt Radano, CIMA®

Matt Radano, CIMA®

Business Development Executive - Mid-Atlantic
View Profile
 
Hide Profile
Matt Radano, CIMA®

Matt Radano, CIMA®

Business Development Executive - Mid-Atlantic
 
Matt is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Mid-Atlantic Region, Matt is responsible for new business development and client service. He has more than 18 years of investment industry experience. Prior to joining Northern Trust, Matt was the Divisional Vice President and Regional Director for Aria Retirement Solutions. He also spent 10 years at Brinker Capital, where he began as an Investment Consultant, and later became the Regional Director for the Southeast Territory. Matt was a financial Advisor for 5 ½ years at AXA Equitable and began his career with Vanguard helping DC Plan participants. Matt holds FINRA Series 7, 63 and 65 securities licenses. Additionally, Matt is a member of the Investment Management Consultants Association and was awarded its Certified Investment Management Analyst (CIMA®) designation in 2007.
Emily Meyer

Emily Meyer

Business Development Executive – North
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Emily Meyer

Emily Meyer

Business Development Executive – North
 

Emily Meyer is a Vice President and Business Development Executive at Northern Trust Asset Management. In her role, Emily is responsible for the firms' relationships with bank trust institutions located in the Northern United States. Emily has more than 13 years of investment industry experience.

Prior to joining Northern Trust, Emily was a Vice President with two boutique investment management firms, one focused on currency strategies and the other on tactical asset allocation portfolios. At both firms, Emily's role was focused on building distribution infrastructure as well as raising capital for their respective asset management products.

In line with her current responsibilities, Emily began her career at Fidelity Investments where she worked with Bank Trust institutions and Registered Investment Advisors across the country. Emily holds a B.S. from Vanderbilt University, Nashville, TN and an MBA from Bryant University in Smithfield, RI. Emily is a member of the Women in ETFs global leadership team, a women's networking organization in the exchange traded fund industry. She currently holds FINRA Series 7, 63, and 65 securities licenses.

Tom Nussbaum

Tom Nussbaum

Business Development Executive – South
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Tom Nussbaum

Tom Nussbaum

Business Development Executive – South
 

Tom Nussbaum is a Vice President at Northern Trust Asset Management. As the Business Development Executive for the Banking Channel covering the Southern half of the United States, Tom partners with bank trust departments and investment areas to develop solutions that help them meet the needs of their client's.

Tom has more than 23 years of banking experience. Prior to joining Northern Trust, he has served in the roles of a BDO, SVP Senior Wealth Management Officer running a Community Bank Trust Department and most recently as a Regional Director for Forward/Salient. Tom is a graduate of Lebanon Valley College and a member of their Athletic Hall of Fame, he holds his series 7 and Series 63 licenses.

For more information on our investment solutions, please provide your contact information.

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Investment Products and Services are:

Not FDIC INSURED | May lose value | No bank guarantee 

Northern Trust Asset Management is composed of Northern Trust Investments, Inc. Northern Trust Global Investments Limited, Northern Trust Global Investments Japan, K.K, NT Global Advisors, Inc., 50 South Capital Advisors, LLC and personnel of The Northern Trust Company of Hong Kong Limited and the Northern Trust Company.

©2018 Northern Trust Corporation.

• IRS CIRCULAR 230

IRS CIRCULAR 230 NOTICE: To the extent that this communication or any attachment concerns tax matters, it is not intended to be used, and cannot be used by a taxpayer, for the purpose of avoiding any penalties that may be imposed by law. For more information about this notice, see https://www.northerntrust.com/circular230.